3.04 -0.12 (-3.80%)

44.22% Fall from 52W High

114.7K XNAS Volume

XNAS 02 Apr, 2025 5:30 PM (EDT)



Insider Trading disclosures for AlTi Global Inc - Ordinary Shares - Class A

The latest disclosure was made by Michael Tiedemann in AlTi Global Inc - Ordinary Shares - Class A where a trade of 257,255 Restricted Stock Units done was reported to US exchanges on March 19, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Michael Tiedemann Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2025 257,255 257,255 - - Restricted Stock Units
Kevin Moran President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2025 106,464 106,464 - - Restricted Stock Units
Brooke Connell Pres, US Wealth Mgmt Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2025 68,865 68,865 - - Restricted Stock Units
Robert Weeber Pres, Intl. Wealth Mmgt Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2025 69,063 69,063 - - Restricted Stock Units
Patrick Keenan Principal Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2025 9,498 9,498 - - Restricted Stock Units
Colleen A Graham Global General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Mar 2025 86,675 86,675 - - Restricted Stock Units
Stephen Yarad Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 39,662 58,615 - 0 Class A Common Stock
Stephen Yarad Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 7,909 15,819 - - Restricted Stock Units
Stephen Yarad Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 39,662 39,662 - - Restricted Stock Units
Stephen Yarad Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 7,909 66,525 - 0 Class A Common Stock
Colleen A Graham Global General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 31,412 42,569 - 0 Class A Common Stock
Colleen A Graham Global General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 21,894 64,894 - 0 Class A Common Stock
Colleen A Graham Global General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 21,894 21,894 - - Restricted Stock Units
Colleen A Graham Global General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 31,412 62,824 - - Restricted Stock Units
Michael Tiedemann Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 25,546 525,432 - 0 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 57,909 583,342 - 0 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 25,546 25,546 - - Restricted Stock Units
Michael Tiedemann Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 57,909 115,819 - - Restricted Stock Units
Kevin Moran See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 47,397 47,397 - - Restricted Stock Units
Kevin Moran See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 13,785 27,570 - - Restricted Stock Units
Kevin Moran See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 47,397 75,034 - 0 Class A Common Stock
Kevin Moran See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 13,785 88,820 - 0 Class A Common Stock
Brooke Connell Pres, US Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 38,379 38,379 - - Restricted Stock Units
Brooke Connell Pres, US Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 8,700 17,401 - - Restricted Stock Units
Brooke Connell Pres, US Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 38,379 229,150 - 0 Class A Common Stock
Brooke Connell Pres, US Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 8,700 237,851 - 0 Class A Common Stock
Robert Weeber Pres, Intl. Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 8,954 17,909 - - Restricted Stock Units
Robert Weeber Pres, Intl. Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 35,796 35,796 - - Restricted Stock Units
Robert Weeber Pres, Intl. Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 8,954 493,688 - 0 Class A Common Stock
Robert Weeber Pres, Intl. Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2025 35,796 484,713 - 0 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.00 per share. 17 Oct 2024 6,475 397,175 - 4 25,900 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.00 per share. 17 Oct 2024 1,516 403,650 - 4 6,064 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.47 per share. 17 Sep 2024 5,769 405,166 - 4.5 25,787 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.13 per share. 10 Sep 2024 5,426 410,935 - 4.1 22,409 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.00 per share. 10 Sep 2024 500 416,361 - 4 2,000 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.04 per share. 09 Sep 2024 5,612 416,861 - 4.0 22,672 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Gift of securities by or to the insider at price $ 0.00 per share. 03 Sep 2024 13,975 30,954 - 0 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Gift of securities by or to the insider at price $ 0.00 per share. 03 Sep 2024 466,785 1,137,119 - - Class B Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.25 per share. 27 Aug 2024 5,769 422,473 - 4.2 24,518 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.04 per share. 20 Aug 2024 5,769 428,242 - 4.0 23,307 Class A Common Stock
Kevin Moran President and COO Sale of securities on an exchange or to another person at price $ 4.00 per share. 20 Aug 2024 137,500 27,637 - 4 550,000 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.07 per share. 16 Aug 2024 2,464 428,242 - 4.1 10,028 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.05 per share. 15 Aug 2024 6,227 430,706 - 4.0 25,219 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.00 per share. 13 Aug 2024 468 436,933 - 4 1,872 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.00 per share. 09 Aug 2024 200 437,401 - 4 800 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.03 per share. 06 Aug 2024 2,000 438,317 - 4.0 8,060 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.00 per share. 06 Aug 2024 716 437,601 - 4 2,864 Class A Common Stock
Andreas Wimmer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Aug 2024 22,774 22,774 - - Restricted Stock Units
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 5.01 per share. 30 Jul 2024 700 440,317 - 5.0 3,507 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.79 per share. 30 Jul 2024 5,769 441,017 - 4.8 27,634 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 5.04 per share. 26 Jul 2024 2,046 446,786 - 5.0 10,312 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 5.01 per share. 25 Jul 2024 1,800 448,832 - 5.0 9,018 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.86 per share. 23 Jul 2024 5,769 450,632 - 4.9 28,037 Class A Common Stock
Spiros Maliagros Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 5.06 per share. 16 Jul 2024 15,528 456,401 - 5.1 78,572 Class A Common Stock
Spiros Maliagros Director, Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 5.00 per share. 15 Jul 2024 1,779 471,929 - 5 8,895 Class A Common Stock
Spiros Maliagros Director, Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.49 per share. 09 Jul 2024 5,769 473,708 - 4.5 25,903 Class A Common Stock
Spiros Maliagros Director, Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 4.74 per share. 02 Jul 2024 5,769 479,477 - 4.7 27,345 Class A Common Stock
Mark F. Furlong Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2024 22,312 22,312 - - Restricted Stock Units
Timothy F. Keaney Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2024 34,482 34,482 - - Restricted Stock Units
Norma C. Corio Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2024 22,312 22,312 - - Restricted Stock Units
Tracey Brophy Warson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2024 23,312 23,312 - - Restricted Stock Units
Ali Bouzarif Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2024 22,312 22,312 - - Restricted Stock Units
Tracey Brophy Warson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2024 22,312 22,312 - - Restricted Stock Units
Mark F. Furlong Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 18,363 0 - - Restricted Stock Units
Mark F. Furlong Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 18,363 43,363 - - Class A Common Stock
Timothy F. Keaney Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 28,380 125,701 - - Class A Common Stock
Timothy F. Keaney Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 28,380 0 - - Restricted Stock Units
Peter M. Yu Director, Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 18,363 18,363 - - Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2024 18,363 0 - - Restricted Stock Units
Norma C. Corio Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2024 18,363 0 - - Restricted Stock Units
Norma C. Corio Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 18,363 18,363 - - Class A Common Stock
Tracey Brophy Warson Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 18,363 31,474 - - Class A Common Stock
Tracey Brophy Warson Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 18,363 0 - - Restricted Stock Units
Judy Lee Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 18,363 31,474 - - Class A Common Stock
Judy Lee Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 18,363 0 - - Restricted Stock Units
Ali Bouzarif Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 18,363 0 - - Restricted Stock Units
Ali Bouzarif Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2024 18,363 31,474 - - Class A Common Stock
Stephen Yarad Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 23,729 23,729 - - Restricted Stock Units
Stephen Yarad Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 26,871 26,871 - - Peformance Restricted Stock Unit
Nancy A. Curtin Director, Chief Investment Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 28,475 28,475 - - Restricted Stock Units
Nancy A. Curtin Director, Chief Investment Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 96,580 96,580 - - Peformance Restricted Stock Unit
Colleen A Graham Global General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 77,092 77,092 - - Peformance Restricted Stock Unit
Colleen A Graham Global General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 94,237 94,237 - - Restricted Stock Units
Spiros Maliagros Director, Pres., Strategic Alternatives Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 182,072 182,072 - - Peformance Restricted Stock Unit
Spiros Maliagros Director, Pres., Strategic Alternatives Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 30,339 30,339 - - Restricted Stock Units
Kevin Moran President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 41,356 41,356 - - Restricted Stock Units
Kevin Moran President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 236,967 236,967 - - Peformance Restricted Stock Unit
Brooke Connell Pres, US Wealth Mgmt Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 29,558 29,558 - - Peformance Restricted Stock Unit
Brooke Connell Pres, US Wealth Mgmt Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 26,102 26,102 - - Restricted Stock Units
Robert Weeber Pres, Intl. Wealth Mmgt Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 87,962 87,962 - - Peformance Restricted Stock Unit
Robert Weeber Pres, Intl. Wealth Mmgt Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2024 26,864 26,864 - - Restricted Stock Units
Michael Tiedemann Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 4.87 per share. 03 Jun 2024 22,721 475,234 - 4.9 110,651 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2024 458,733 458,733 - - Peformance Restricted Stock Unit
Michael Tiedemann Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2024 173,729 173,729 - - Restricted Stock Units
Michael Tiedemann Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 4.86 per share. 03 Jun 2024 24,652 499,886 - 4.9 119,809 Class A Common Stock
Spiros Maliagros Director, Pres., Strategic Alternatives Sale of securities on an exchange or to another person at price $ 5.04 per share. 29 May 2024 14,134 485,246 - 5.0 71,235 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 4.39 per share. 21 May 2024 22,296 431,441 - 4.4 97,879 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 4.41 per share. 21 May 2024 21,072 452,513 - 4.4 92,928 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 4.52 per share. 21 May 2024 20,000 472,513 - 4.5 90,400 Class A Common Stock
Spiros Maliagros Director, President, Asset Management Sale of securities on an exchange or to another person at price $ 4.62 per share. 16 May 2024 13,604 499,380 - 4.6 62,850 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 4.53 per share. 16 May 2024 20,000 409,145 - 4.5 90,600 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 4.55 per share. 16 May 2024 20,000 389,145 - 4.6 91,000 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 4.66 per share. 16 May 2024 60,000 369,145 - 4.7 279,600 Class A Common Stock
Kevin Moran See Remarks Sale of securities on an exchange or to another person at price $ 4.70 per share. 16 May 2024 10,047 165,137 - 4.7 47,221 Class A Common Stock
Timothy F. Keaney Director, President, Asset Management Purchase of securities on an exchange or from another person at price $ 4.60 per share. 14 May 2024 16,417 97,321 - 4.6 75,518 Class A Common Stock
Timothy F. Keaney Director, President, Asset Management Purchase of securities on an exchange or from another person at price $ 4.62 per share. 14 May 2024 17,598 30,709 - 4.6 81,303 Class A Common Stock
Timothy F. Keaney Director, President, Asset Management Purchase of securities on an exchange or from another person at price $ 4.52 per share. 14 May 2024 50,195 80,904 - 4.5 226,881 Class A Common Stock
Kevin Moran See Remarks Sale of securities on an exchange or to another person at price $ 4.70 per share. 14 May 2024 591 175,184 - 4.7 2,778 Class A Common Stock
Mark F. Furlong Director Purchase of securities on an exchange or from another person at price $ 5.43 per share. 02 Apr 2024 25,000 25,000 - 5.4 135,750 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 02 Apr 2024 13,111 0 - 0 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 02 Apr 2024 13,111 13,111 - 0 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 14 Mar 2024 2,505,687 2,984,154 - 0 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 14 Mar 2024 2,505,687 3,533,605 - 0 Class A Common Stock
Spiros Maliagros Director, President, Asset Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2024 400,000 3,411,306 - - Class B Common Stock
Spiros Maliagros Director, President, Asset Management Sale of securities on an exchange or to another person at price $ 5.14 per share. 11 Mar 2024 5,350 517,934 - 5.1 27,499 Class A Common Stock
Spiros Maliagros Director, President, Asset Management Sale of securities on an exchange or to another person at price $ 5.01 per share. 11 Mar 2024 4,950 512,984 - 5.0 24,800 Class A Common Stock
Spiros Maliagros Director, President, Asset Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2024 400,000 523,284 - 0 Class A Common Stock
Craig Lindsay Smith Director, See remarks Sale or transfer of securities back to the company at price $ 5.05 per share. 11 Mar 2024 106,102 36,260 - 5.1 535,817 Class A Common Stock
Craig Lindsay Smith Director, See remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2024 75,000 142,362 - 0 Class A Common Stock
Craig Lindsay Smith Director, See remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2024 75,000 2,072,165 - - Class B Common Stock
Michael Tiedemann Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2024 150,000 309,145 - 0 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2024 150,000 4,915,196 - - Class B Common Stock
Kevin Moran Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2024 150,000 195,775 - 0 Class A Common Stock
Kevin Moran Chief Operating Officer Sale of securities on an exchange or to another person at price $ 4.93 per share. 11 Mar 2024 20,000 175,775 - 4.9 98,600 Class A Common Stock
Kevin Moran Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2024 150,000 695,759 - - Class B Common Stock
Brooke Connell Pres, US Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2024 50,000 205,771 - 0 Class A Common Stock
Brooke Connell Pres, US Wealth Mmgt Sale of securities on an exchange or to another person at price $ 5.07 per share. 11 Mar 2024 15,000 190,771 - 5.1 76,050 Class A Common Stock
Brooke Connell Pres, US Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2024 50,000 765,879 - - Class B Common Stock
Mark F. Furlong Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 18,363 18,363 - - Restricted Stock Units
Timothy F. Keaney Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 28,380 28,380 - - Restricted Stock Units
Peter M. Yu Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 18,363 18,363 - - Restricted Stock Units
Norma C. Corio Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 18,363 18,363 - - Restricted Stock Units
Tracey Brophy Warson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 18,363 18,363 - - Restricted Stock Units
Judy Lee Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 18,363 18,363 - - Restricted Stock Units
Ali Bouzarif Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 18,363 18,363 - - Restricted Stock Units
Smith Craig Lindsay Director, See remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 26,420 26,420 - 0 Class A Common Stock
Brooke Connell Pres, US Wealth Mmgt Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. 15 Feb 2024 18,410 155,771 - 5.7 104,019 Class A Common Stock
Maliagros Spiros Director, President, Asset Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. 15 Feb 2024 8,707 123,284 - 5.7 49,198 Class A Common Stock
Stephen Yarad Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. 15 Feb 2024 20,709 18,953 - 5.7 117,006 Class A Common Stock
Stephen Yarad Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 39,662 39,662 - 0 Class A Common Stock
Robert Weeber Pres, Intl. Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 35,796 448,917 - 0 Class A Common Stock
Tiedemann Michael Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 25,546 171,845 - 0 Class A Common Stock
Craig Lindsay Smith Director, See remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 26,420 52,840 - - Restricted Stock Units
Curtin Nancy A. Director, Chief Investment Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 38,070 38,070 - 0 Class A Common Stock
Maliagros Spiros Director, President, Asset Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 17,878 35,756 - - Restricted Stock Units
Yarad Stephen Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 39,662 79,324 - - Restricted Stock Units
Graham Colleen A Global General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 21,894 43,788 - - Restricted Stock Units
Reid Parmelee Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 13,309 13,409 - 0 Class A Common Stock
A Graham Colleen Global General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 21,894 21,894 - 0 Class A Common Stock
Smith Craig Lindsay Director, See remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. 15 Feb 2024 13,445 12,975 - 5.7 75,965 Class A Common Stock
Tiedemann Michael Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 25,546 51,092 - - Restricted Stock Units
Robert Weeber Pres, Intl. Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 35,796 71,592 - - Restricted Stock Units
Reid Parmelee Chief Accounting Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. 15 Feb 2024 6,902 6,506 - 5.7 39,000 Class A Common Stock
Brooke Connell Pres, US Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 38,379 76,758 - - Restricted Stock Units
Spiros Maliagros Director, President, Asset Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 17,878 131,992 - 0 Class A Common Stock
A Colleen Graham Global General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. 15 Feb 2024 10,737 11,157 - 5.7 60,665 Class A Common Stock
A. Curtin Nancy Director, Chief Investment Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 38,070 76,140 - - Restricted Stock Units
Kevin Moran Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 47,397 94,795 - - Restricted Stock Units
Kevin Moran Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 47,397 68,819 - 0 Class A Common Stock
Curtin A. Nancy Director, Chief Investment Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. 15 Feb 2024 17,131 20,938 - 5.7 96,794 Class A Common Stock
Parmelee Reid Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 13,309 26,618 - - Restricted Stock Units
Brooke Connell Pres, US Wealth Mmgt Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2024 38,379 174,182 - 0 Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. 15 Feb 2024 12,699 159,145 - 5.7 71,754 Class A Common Stock
Kevin Moran Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share. 15 Feb 2024 23,044 45,775 - 5.7 130,201 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2024 13,111 13,111 - - Class A Common Stock
Lee Judy Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2024 13,111 13,111 - - Class A Common Stock
Tracey Warson Brophy Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2024 13,111 13,111 - - Class A Common Stock
F. Timothy Keaney Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2024 13,111 13,111 - - Class A Common Stock
Judy Lee Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2024 13,111 0 - - Restricted Stock Units
Keaney F. Timothy Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2024 13,111 0 - - Restricted Stock Units
Ali Bouzarif Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2024 13,111 0 - - Restricted Stock Units
Ali Bouzarif Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2024 13,111 13,111 - - Class A Common Stock
M. Peter Yu Director, Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2024 13,111 0 - - Restricted Stock Units
Tracey Brophy Warson Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2024 13,111 0 - - Restricted Stock Units
Yarad Stephen Chief Financial Officer 22 Dec 2023 118,987 118,987 - - Restricted Stock Units
Graham A Colleen Global General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2023 12,048 12,048 - - Restricted Stock Units
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 23 Jun 2023 23,641 478,467 - - Class A Common Stock
Drew Figdor See Remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jun 2023 1,032,108 0 - - Warrant
Drew Figdor See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 258,027 258,027 - - Class A Common Stock
Ali Bouzarif Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 16,258 748,298 - - Class A Common Stock
Ali Bouzarif Director Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jun 2023 65,033 0 - - Warrant
Spiros Maliagros Director, President, Asset Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 114,114 114,114 - - Class A Common Stock
Spiros Maliagros Director, President, Asset Management Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jun 2023 456,457 0 - - Warrant
Michael Tiedemann Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 16,979 16,979 - - Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 63,326 63,326 - - Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 146,299 146,299 - - Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jun 2023 67,917 0 - - Warrant
Michael Tiedemann Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jun 2023 171,672 0 - - Warrant
Michael Tiedemann Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jun 2023 253,307 0 - - Warrant
Michael Tiedemann Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 42,918 42,918 - - Class A Common Stock
Michael Tiedemann Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jun 2023 585,198 0 - - Warrant
Kevin Moran Chief Operating Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jun 2023 85,691 0 - - Warrant
Kevin Moran Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 21,422 21,422 - - Class A Common Stock
Laurie Birrittella Chief People Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 33,995 33,995 - - Class A Common Stock
Laurie Birrittella Chief People Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jun 2023 135,983 0 - - Warrant
Smith Lindsay Craig Director, See remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 54,387 67,362 - - Class A Common Stock
Craig Lindsay Smith Director, See remarks Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jun 2023 217,548 0 - - Warrant
Kevin T. Kabat Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 20,262 20,262 - - Restricted Stock Units
Timothy F. Keaney Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 13,111 13,111 - - Restricted Stock Units
Drew Figdor See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 17,878 17,878 - - Restricted Stock Units
Nancy A. Curtin Director, Chief Investment Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 114,211 114,211 - - Restricted Stock Units
Peter M. Yu Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 13,111 13,111 - 0 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 31 May 2023 35,082 510,722 - - Warrants
Ying Christine Zhao Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 75,924 75,924 - - Restricted Stock Units
Hazel M. McNeilage Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 13,111 13,111 - - Restricted Stock Units
Colleen A Graham Global General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 53,635 53,635 - - Restricted Stock Units
Tracey Brophy Warson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 13,111 13,111 - - Restricted Stock Units
Judy Lee Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 13,111 13,111 - - Restricted Stock Units
Ali Bouzarif Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 13,111 13,111 - - Restricted Stock Units
Spiros Maliagros Director, President, Asset Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 53,635 53,635 - - Restricted Stock Units
Craig Lindsay Smith Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 79,261 79,261 - - Restricted Stock Units
Michael Tiedemann Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 76,639 76,639 - - Restricted Stock Units
Kevin Moran Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 142,193 142,193 - - Restricted Stock Units
Alison Trauttmansdorff Chief Human Resource Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 51,728 51,728 - - Restricted Stock Units
Laurie Birrittella Chief People Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 53,635 53,635 - - Restricted Stock Units
Jed Emerson Chief Impact Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2023 109,416 109,416 - - Restricted Stock Units
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 26 May 2023 80,569 551,194 - - Warrants
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 26 May 2023 5,390 545,804 - - Warrants
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 May 2023 2,118,091 1,922,572 - - Warrants
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 May 2023 1,290,809 631,763 - - Warrants
Bertrand Grabowski Director Sale of securities on an exchange or to another person at price $ 9.50 per share. 20 Jan 2023 12,500 12,500 - 9.5 118,750 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 20 Jan 2023 420,000 6,039,292 - 0 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 10.00 per share. 20 Jan 2023 25,000 6,459,292 - 10 250,000 Class A Common Stock
Daniel Karp Director Sale of securities on an exchange or to another person at price $ 9.50 per share. 20 Jan 2023 12,500 12,500 - 9.5 118,750 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 10.00 per share. 13 Jan 2023 27,000 336,206 - 10 270,000 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 10.04 per share. 10 Jan 2023 38,403 347,429 - 10.0 385,566 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 9.51 per share. 10 Jan 2023 73,187 309,026 - 9.5 696,008 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 10 Jan 2023 23,612 235,839 - 0 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 8.91 per share. 10 Jan 2023 41,000 212,227 - 8.9 365,310 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 8.00 per share. 05 Jan 2023 748 109,940 - 8 5,984 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 8.38 per share. 05 Jan 2023 39,056 148,996 - 8.4 327,289 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 8.98 per share. 05 Jan 2023 22,231 171,227 - 9.0 199,634 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 03 Jan 2023 8,900,000 0 - - Warrants
Peter M. Yu Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 03 Jan 2023 2,118,569 0 - - Class B ordinary shares
Peter M. Yu Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2023 11,840 109,192 - 0 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner 03 Jan 2023 6,431,431 6,431,431 - 0 Class A Common Stock
Peter M. Yu Director, Ten Percent Owner 03 Jan 2023 6,431,431 2,118,569 - - Class B ordinary shares
Peter M. Yu Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 9.80 per share. 03 Jan 2023 2,861 6,434,292 - 9.8 28,038 Class A Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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